All comments are subject to the freedom of information and protection of privacy legislation or the access to information legislation of the jurisdictions participating in the creation of the CCMR, including any jurisdiction that agrees to participate after the comments are submitted.
Comments under Consideration
- Draft prospectus and related registration exemptions
- Revised Consultation Draft Capital Markets Stability Act (Canada)
- Revised Consultation Draft Provincial/Territorial Capital Markets Act and draft initial regulations
Draft Prospectus and Related Registration Exemptions
The draft prospectus and related registration exemptions under the Capital Markets Act and related materials were published on May 8, 2018. The comment period, which ran for 90 days, closed on August 7, 2018.
All comments have been posted other than comments with content that was not considered appropriate for publication.
Comment letters on the draft prospectus and related registration exemptions (comment period ending August 7, 2018)
Date |
Name (Organization) |
|
|---|---|---|
| August 3, 2018 | Susan Copland (Investment Industry Association of Canada) | PDF – English |
| August 7, 2018 | David Wilson (Davies Ward Phillips & Vineberg LLP) | PDF – English |
| August 7, 2018 | Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada) | PDF – English |
| August 7, 2018 | Frank Allen (FAIR Canada) | PDF – English |
| August 7, 2018 | Ron Sanderson (Canadian Life and Health Insurance Association Inc.) | PDF – English |
| August 9, 2018 | Marc-André Pigeon (Canadian Credit Union Association) | PDF – English |
| August 21, 2018 | Business Law Section (Canadian Bar Association) | PDF – English |
Revised Consultation Draft Capital Markets Stability Act (Canada)
The revised consultation draft Capital Markets Stability Act (Canada) and related materials were published by the federal government on May 5, 2016. The comment period, which ran for 60 days, closed on July 6, 2016.
All comments have been posted other than comments with content that was not considered appropriate for publication.
Comment letters on the revised consultation draft Capital Markets Stability Act (comment period ending July 6, 2016)
Date |
Name (Organization) |
|
|---|---|---|
| June 28, 2016 | David Long (Healthcare of Ontario Pension Plan) | PDF – English |
| June 29, 2016 | Mary Keogh (DBRS Limited) | PDF – English |
| July 5, 2016 | Kara Dutta (Intercontinental Exchange, Inc.) | PDF – English |
| July 6, 2016 | Michelle Alexander (Investment Industry Association of Canada) | PDF – English |
| July 6, 2016 | Margaret Gunawan (BlackRock) | PDF – English |
| July 6, 2016 | Katie Walmsley (Portfolio Management Association of Canada) | PDF – English |
| July 6, 2016 | Lisa Jankov (Pension Investment Association of Canada) | PDF – English |
| July 6, 2016 | Cheryl Graden (TMX Group) | PDF – English |
| July 6, 2016 | Jonathan Jachym (London Stock Exchange Group) | PDF – English |
| July 6, 2016 | Doug Bedard and Georgina Blanas (Private Capital Markets Association of Canada) | PDF – English |
| July 6, 2016 | Ryan Mensing (Moody’s Canada Inc.) | PDF – English |
| July 6, 2016 | Sandra L. Kegie (Federation of Mutual Fund Dealers) | PDF – English |
| July 6, 2016 | Laura Levine and Simon Romano (Stikeman Elliott LLP) | PDF – English |
| July 6, 2016 | Greg Pollock and Wade A. Baldwin (Advocis, The Financial Advisors Association of Canada) | PDF – English |
| July 6, 2016 | Business Law Section (Canadian Bar Association) | PDF – English |
| July 6, 2016 | Anita Anand (Faculty of Law, University of Toronto) | PDF – English |
| July 6, 2016 | Andrea Burke, Mindy Gilbert, Patricia Olasker and Poonam Puri (Davies Ward Phillips & Vineberg LLP) | PDF – English |
| July 6, 2016 | Joe DePaolo (S&P Global) | PDF – English |
| July 6, 2016 | Andrea Cotroneo (Canadian Bankers Association) | PDF – English |
| July 6, 2016 | Robert W. Schafer (Prospectors & Developers Association of Canada) | PDF – English |
| July 6, 2016 | Frank Zinatelli (Canadian Life and Health Insurance Association Inc.) | PDF – English |
| July 6, 2016 | Dan Waters (ICI Global) | PDF – English |
| July 6, 2016 | Frédéric Despars (PSP Investments) | PDF – English |
| July 6, 2016 | Alison Schneider (Alberta Investment Management Corp.) | PDF – English |
| July 12, 2016 | Joanne De Laurentiis (Investment Funds Institute of Canada) | PDF – English |
| July 18, 2016 | Marian Passmore (FAIR Canada) | PDF – English |
| July 18, 2016 | J. Mark DesLauriers, Lawrence Ritchie, Kashif Zaman, Blair Wiley and Robert Carson (Osler, Hoskin & Harcourt LLP) | PDF – English |
Revised Consultation Draft Provincial/Territorial Capital Markets Act and Draft Initial Regulations
Comment letters on the revised consultation draft provincial/territorial Capital Markets Act (CMA), draft initial regulations and related materials were posted on August 25, 2015. The comment period, which ran for 120 days, closed on December 23, 2015.
All comments have been posted other than comments with content that was not considered appropriate for publication.
Comment letters on the revised consultation draft provincial/territorial Capital Markets Act and draft initial regulations (comment period ending December 23, 2015)
Date |
Name (Organization) |
|
|---|---|---|
| November 24, 2015 | R. Michael Sweeney, Jr., Alexander S. Holtan, Blair Paige Scott (Sutherland Asbill & Brennan LLP) Letter 1: CMRA Regulation 91-501 Derivatives and Strip Bonds | PDF – English |
| November 24, 2015 | R. Michael Sweeney, Jr., Alexander S. Holtan, Blair Paige Scott (Sutherland Asbill & Brennan LLP) Letter 2: CMRA Regulation 91-502 Trade Repositories and Derivatives Data Reporting | PDF – English |
| December 7, 2015 | Andrew J. Kriegler (IIROC) | PDF – English |
| December 10, 2015 | Donald J. MacDonald (Investors Group Inc.), Rick Annaert (Manulife Securities Incorporated), Michael Stanley (Quadrus Investment Services Ltd.), and Nick DiRenzo (Sun Life Financial Investment Services (Canada) Inc.) | PDF – English |
| December 14, 2015 | Ryan Lee (BC MIC Managers Association) | PDF – English |
| December 16, 2015 | Frank Zinatelli (CLHIA) | PDF – English |
| December 17, 2015 | Charlotte Conlin (McMillan LLP) | PDF – English |
| December 18, 2015 | Michael Thom (CFA/CAC) | PDF – English |
| December 18, 2015 | Canadian Bar Association | PDF – English |
| December 18, 2015 | Craig Skauge, Cora Pettipas (NEMA) | PDF – English |
| December 21, 2015 | Paige L. Ward (MFDA) | PDF – English |
| December 21, 2015 | Tara C. Manuel, Kara Dutta (ICE Trade Vault) | PDF – English |
| December 21, 2015 | MaRS Centre for Impact Investing | PDF – English |
| December 21, 2015 | Paul Kremer (Beechwood Agri Services Inc.) | PDF – English |
| December 21, 2015 | Ian Russell (IIAC) | PDF – English |
| December 21, 2015 | Ursula Menke (OSC Investor Advisory Panel) | PDF – English |
| December 21, 2015 | Lynne Cohoe (Homeland Grain Inc.) | PDF – English |
| December 21, 2015 | Davies, Ward, Phillips & Vineberg LLP | PDF – English |
| December 21, 2015 | Nancy Allan (IFB) | PDF – English |
| December 22, 2015 | Pamela Jeffery (Canadian Board Diversity Council) | PDF – English |
| December 22, 2015 | Andrea Cotroneo (Canadian Bankers Association) | PDF – English |
| December 22, 2015 | Rodney N. Thomas (PDAC) | PDF – English |
| December 22, 2015 | Joanne De Laurentiis (IFIC) | PDF – English |
| December 22, 2015 | Brian A. Hunt (CPAB) | PDF – English |
| December 22, 2015 | Ernst & Young LLP | PDF – English |
| December 22, 2015 | Josh VanSickle (Normelean Farms LTD) | PDF – English |
| December 22, 2015 | Priscilla Bunke (International Energy Credit Association) | PDF – English |
| December 22, 2015 | Michael Sabusco (Norton Rose Fulbright Canada LLP) | PDF – English |
| December 22, 2015 | Les Young Jr. (Les Young Farms Ltd.) | PDF – English |
| December 22, 2015 | Blair Cowper-Smith (OMERS) | PDF – English |
| December 23, 2015 | Per Sjöberg, Christoffer Mohammar (TriOptima) | PDF – English |
| December 23, 2015 | Greg Pollock, Caron Czorny (Advocis) | PDF – English |
| December 23, 2015 | Katherine Darras (ISDA) | PDF – English |
| December 23, 2015 | Neil Gross (FAIR Canada) | PDF – English |
| December 23, 2015 | Osler, Hoskin & Harcourt LLP | PDF – English |
| December 23, 2015 | Trabue Bland (ICE) | PDF – English |
| December 23, 2015 | Rebecca Cowdery, Michael Burns, Philip Tardif, Michael Taylor (Borden Ladner Gervais LLP) | PDF – English |
| December 23, 2015 | Peter Archer, Donna Archer (Maizeing Acres Inc.) | PDF – English |
| December 23, 2015 | Joe Vaccaro (Ontario Home Builders’ Association) | PDF – English |
| December 23, 2015 | Sharon C. Geraghty, Andrew Gray, Glen R. Johnson, Simon Knowling, Rima Ramchandani, James D. Scarlett, David A. Seville (Torys LLP) | PDF – English |
| December 23, 2015 | Rene Sorell (McCarthy Tetrault) | PDF – English |
| December 23, 2015 | Norton Rose Fulbright Canada LLP | PDF – English |
| December 23, 2015 | Paul Allison (Raymond James Ltd.) | PDF – English |
| December 23, 2015 | Cheryl Graden (TMX Group Limited) | PDF – English |
| December 23, 2015 | Alberta Investment Management Corporation, Ontario Teachers’ Pension Plan Board, RBC Global Asset Management Inc., Citigroup Global Markets Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC | PDF – English |
| December 23, 2015 | Samantha Gale (MBABC) | PDF – English |
| December 23, 2015 | Laura Levine, Ramandeep K. Grewal, Philip J. Henderson, Jonah Mann, Simon A. Romano, Sherry L. Roth, William A. Scott, Mihkel E. Voore | PDF – English |
| December 23, 2015 | Blake, Cassels & Graydon LLP | PDF – English |
| December 23, 2015 | Katie Walmsley (PMAC) | PDF – English |
| January 6, 2016 | Darrell Bartlett (Knowledge First Financial Inc.) | PDF – English |
| January 19, 2016 | Bryan Tuckey (BILD) | PDF – English |
Past comments
All comments on the initial consultation draft legislation have been posted other than comments with content that was not considered appropriate for publication. That comment period closed on December 8, 2014.