Archived Comment Letters

The comment period on the consultation draft Provincial Capital Markets Act (PCMA) and Capital Markets Stability Act (CMSA) closed on December 8, 2014.

The comment period was extended to Monday, December 8, 2014 as a result of requests from some stakeholders.

The consultation draft uniform PCMA and the consultation draft complementary federal CMSA were published by the governments of the participating jurisdictions in the Cooperative Capital Markets Regulatory System on September 8, 2014, for public comment until November 7, 2014.

Comments will be considered in conjunction with the development of draft legislation for legislative approval.

All comments are subject to the freedom of information and protection of privacy legislation or the access to information legislation of the jurisdictions participating in the creation of the Cooperative Capital Markets Regulatory System, including any jurisdiction that agrees to participate after the comments are submitted.

All comments have been posted other than comments with content that was not considered appropriate for publication.

 

Date

Name (Organization)

October 1, 2014 Ken Kivenko (Kenmar Associates) PDF – English
November 1, 2014 Darrin Hopkins PDF – English
November 11, 2014 Connie Craddock (Investor Advisory Panel Ontario Securities Commission) PDF – English
November 19, 2014 Frank Swedlove (Canadian Life and Health Insurance Association) PDF – English
November 26, 2014 Michael Williams (Canadian Association of Independent Life Brokerage Agencies) PDF – English
November 28, 2014 Michael Williams (BridgeForce Financial Group) PDF – English
December 3, 2014 Richard Tremblay (ABEX Central Financial Services Ltd.) PDF – English
December 3, 2014 Hilary Parkes (Moody’s Canada Inc.) PDF – English
December 4, 2014 Bryan Hocking (Association of Canadian Pension Management) PDF – English
December 5, 2014 Andrew J. Kriegler (Investment Industry Regulatory Organization of Canada) PDF – English
December 5, 2014 Thomas S. Caldwell (Caldwell Securities Ltd.) PDF – English
December 5, 2014 Canadian Bar Association PDF – English
December 7, 2014 L. David Barber PDF – English
December 7, 2014 A. Dimitri Lascaris, Doug Worndl, Anthony OBrien (Siskinds LLP) PDF – English
December 8, 2014 Nancy Allan (Independent Financial Brokers of Canada) PDF – English
December 8, 2014 W. Sian Burgess (Fidelity Investments Canada) PDF – English
December 8, 2014 Noel Archard (Blackrock Asset Management Canada Limited) PDF – English
December 8, 2014 Daniel E. Chornous (Canadian Coalition for Good Governance) PDF – English
December 8, 2014 Trabue Bland (Intercontinental Exchange Inc.) PDF – English
December 8, 2014 Eric Spink PDF – English
December 8, 2014 Greg Pollock, David Juvet (Advocis) PDF – English
December 8, 2014 Neil Gross (Canadian Foundation for Advancement of Investor Rights) PDF – English
December 8, 2014 Healthcare of Ontario Pension Plan, OMERS Administration Corporation, Ontario Teachers’ Pension Plan Board PDF – English
December 8, 2014 Brian A. Hunt (Canadian Public Accountability Board) PDF – English
December 8, 2014 Philip Anisman – full submission replaces initial December 8, 2014 submission PDF – English
December 8, 2014 Philip Anisman – supplement to full submission PDF – English
December 8, 2014 Philip Anisman – supplement to full submission PDF – English
December 8, 2014 Ian Russell, Sylvain Perreault (Investment Industry Association of Canada) PDF – English
December 8, 2014 Paige L. Ward (Mutual Fund Dealers Association of Canada) PDF – English
December 8, 2014 Priscilla Bunke (Dentons Canada LLP) PDF – English
December 8, 2014 Guy David (Gowling Lafleur Henderson LLP) PDF – English
December 8, 2014 Mark Tiffin (Capital International Asset Management (Canada) Inc.) PDF – English
December 8, 2014 Linda Fuerst (Lenczner Slaght) PDF – English
December 8, 2014 Jeffrey MacIntosh PDF – English
December 8, 2014 Osler, Hoskin & Harcourt LLP PDF – English
December 8, 2014 Sandra L. Kegie (Federation of Mutual Fund Dealers) PDF – English
December 8, 2014 Marianne Harrison (Manulife Canada) PDF – English
December 8, 2014 Carolyn Rogers (Canadian Council of Insurance Regulators) PDF – English
December 8, 2014 Kurtis T. Kulman (Walton International Group Inc.) PDF – English
December 8, 2014 Kurtis T. Kulman (Walton International Group Inc.) PDF – English
December 8, 2014 Blake, Cassels & Graydon LLP for Deloitte LLP, KPMG LLP, Ernst & Young LLP, and PricewaterhouseCoopers LLP PDF – English
December 8, 2014 Sheila A. Murray (CI Financial Corp.) PDF – English
December 8, 2014 Marisol Collazo (DTCC Data Repository (US) LLC) PDF – English
December 8, 2014 Sharon C. Pel (TMX Group Limited) PDF – English
December 8, 2014 Samantha Gale (Mortgage Brokers Association of BC ) PDF – English
December 8, 2014 Dave Johnston (Great-West Lifeco Inc.) PDF – English
December 8, 2014 James D. Scarlett, Sharon C. Geraghty, Glen R. Johnson (Torys LLP) PDF – English
December 8, 2014 Timothy W. Cameron (Securities Industry and Financial Markets Association) PDF – English
December 8, 2014 Clay Gillespie (Rogers Group Financial) PDF – English
December 8, 2014 Craig Skauge, Cora Pettipas (National Exempt Market Association) PDF – English
December 8, 2014 Blake, Cassels & Graydon LLP PDF – English
December 8, 2014 Nathalie Clark (Canadian Bankers Association) PDF – English
December 8, 2014 Peter Lindley, Kent Patterson, Robert J. Baillie (State Street Corporation) PDF – English
December 8, 2014 Sutherland Asbill & Brennan LLP for Canadian Commercial Energy Working Group PDF – English
December 8, 2014 Laura Levine, Simon Romano (Stikeman Elliott LLP) PDF – English
December 8, 2014 Katie Walmsley, Scott Mahaffy (Portfolio Management Association of Canada) PDF – English
December 8, 2014 John Hall, Rebecca Cowdery, Philippe Tardif, Donna Spagnolo, Jason Brooks, Stephen Robertson (Borden Ladner Gervais) PDF – English
December 8, 2014 Michael Keenan (Pension Investment Association of Canada) PDF – English
December 8, 2014 Davies Ward Phillips & Vineberg LLP PDF – English
December 8, 2014 Joanne De Laurentiis (Investment Funds Institute of Canada) PDF – English
December 8, 2014 Rodney N. Thomas (Prospectors and Developers Association of Canada) PDF – English
December 8, 2014 Paul Schott Stevens(Investment Company Institute) PDF – English
December 8, 2014 Paul D. Allison (Raymond James Ltd.) PDF – English
December 8, 2014 David Whyte (Sun Life Financial) PDF – English
December 8, 2014 Donald J. MacDonald, Rick Annaert, Michael Stanley, Nick DiRenzo (Investors Group Financial Services Inc.) PDF – English